-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DHhzFm/mZgITPjc2P7dHAhb05OdxJbtP4K/D11KWYSQWgS6ujSfXestD1HADKGSK gXMk/YhWHASC3Jx8gG9rvw== 0000919567-02-000082.txt : 20020607 0000919567-02-000082.hdr.sgml : 20020607 20020606163429 ACCESSION NUMBER: 0000919567-02-000082 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE NATURAL RESOURCES CORP CENTRAL INDEX KEY: 0000038242 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954114732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39526 FILM NUMBER: 02672344 BUSINESS ADDRESS: STREET 1: 515 WEST GREENS ROAD STREET 2: SUITE 720 CITY: HOUSTON STATE: TX ZIP: 77067 BUSINESS PHONE: 2818721213 MAIL ADDRESS: STREET 1: 515 WEST GREENS ROAD STREET 2: SUITE 720 CITY: HOUSTON STATE: TX ZIP: 77067 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE PETROLEUM CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE US GROWTH & INCOME TRUST PLC CENTRAL INDEX KEY: 0001080731 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SINCLAIR HENDERSON LTD STREET 2: 23 CATHEDRAL YARD, EXETER CITY: DEVON EX BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: C/O SINCLAIR HENDERSON LTD STREET 2: 23 CATHEDRAL YARD, EXETER EX1 HB CITY: DEVON SC 13G/A 1 sc13g-a05312002.txt MAY 2002 AMENDMENT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.3) Fortune Natural Resources Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 349681106 - -------------------------------------------------------------------------------- (CUSIP Number) CUSIP No. 349681106 13G Page 2 of 5 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Renaissance Capital Growth & Income Fund III, Inc. 75-2533518 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Texas ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 1,558,394 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY None _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,558,394 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH None ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,558,394 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.25% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IV ________________________________________________________________________________ CUSIP No. 349681106 13G Page 3 of 5 Pages Item 1(a). Name of Issuer: Fortune Natural Resources Corporation ("Company") ____________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 515 West Greens Road, Suite 720 Houston, TX 77067 ____________________________________________________________________ Item 2(a). Name of Person Filing: Renaissance US Growth and Income Trust PLC ("Filer") ____________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: 8080 N. Central Expressway Suite 210, LB-59 Dallas, TX 75206 ____________________________________________________________________ Item 2(c). Citizenship: United Kingdom ____________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock ____________________________________________________________________ Item 2(e). CUSIP Number: Not applicable ____________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No. 349681106 13G Page 4 of 5 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: At May 1, 2002, Renaissance US Growth and Income Trust PLC ("Renaissance US"), owned 1,322,394 shares of the Company's common stock, warrants to purchase 100,000 shares of the Company's common stock at $1.50 per share on or before March 1, 2003, and warrants to purchase 100,000 shares of the Company's stock at $2.25 on or before March 1, 2002. On May 20, 2002, Renaissance US received warrants to purchase 36,000 shares of the Company's common stock at $0.25 per share on or before May 19, 2005. Thus, as of May 31, 2002, Renaissance US owns 1,558,394 shares of the Company's common stock on a fully converted basis. The Filer's Investment Manager is Renaissance Capital Group, Inc., which is also Investment Adviser for Renaissance Capital Growth and Income Fund III, Inc. ("Renaissance III"). Renaissance III also owns securities of Fortune Natural Resources Corporation. ______________________________________________________________________ (b) Percent of class: 9.25% ______________________________________________________________________ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,558,394. (ii) Shared power to vote or to direct the vote None, (iii) Sole power to dispose or to direct the disposition of 1,558,394, (iv) Shared power to dispose or to direct the disposition of None. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ]. _______________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable _______________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable _______________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not applicable _______________________________________________________________________ Item 9. Notice of Dissolution of Group. Not applicable _______________________________________________________________________ CUSIP No. 349681106 13G Page 5 of 5 Pages Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 6, 2002 ---------------------------------------- (Date) ---------------------------------------- (Signature) Renaissance US Growth and Income Trust PLC by Renaissance Capital Group, Inc. Russell Cleveland, President ---------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----